Alexander Neil

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Jul 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Jul 2024)
    • CF30 Customer (2 Apr 2013 to 8 Dec 2019)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (20 Jul 2010 to 11 Nov 2012)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (4 Mar 2010 to 19 Jul 2010)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (1 Dec 2001 to 16 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.