Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Jan 2024)
    • [FCA CF] Manager of certification employee (since 14 Nov 2022)
    • [FCA CF] Client dealing (since 7 Sep 2022)
    • [FCA CF] Algorithmic trading (since 7 Sep 2022)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Algorithmic trading (22 Dec 2021 to 20 Aug 2022)
    • [FCA CF] Client dealing (22 Dec 2021 to 20 Aug 2022)
    • [PRA CF] Significant risk taker or Material risk taker (1 Mar 2021 to 20 Aug 2022)
    • [FCA CF] Material risk taker (1 Mar 2021 to 20 Aug 2022)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Algorithmic trading (22 Dec 2021 to 20 Aug 2022)
    • [FCA CF] Client dealing (22 Dec 2021 to 20 Aug 2022)
    • [PRA CF] Significant risk taker or Material risk taker (1 Mar 2021 to 20 Aug 2022)
    • [FCA CF] Material risk taker (1 Mar 2021 to 20 Aug 2022)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Algorithmic trading (22 Dec 2021 to 20 Aug 2022)
    • [FCA CF] Client dealing (22 Dec 2021 to 20 Aug 2022)
    • [FCA CF] Material risk taker (1 Mar 2021 to 20 Aug 2022)
    • [PRA CF] Significant risk taker or Material risk taker (1 Mar 2021 to 20 Aug 2022)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Material risk taker (17 Jul 2020 to 27 Feb 2021)
    • [FCA CF] Algorithmic trading (23 Oct 2017 to 27 Feb 2021)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 27 Feb 2021)
    • CF30 Customer (9 Jan 2009 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Material risk taker (17 Jul 2020 to 27 Feb 2021)
    • [FCA CF] Algorithmic trading (23 Oct 2017 to 27 Feb 2021)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 27 Feb 2021)

Recent activity

Updates to this individual's record on the FCA register.

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