Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Deutsche Bank AG
FRN 150018
- [FCA CF] Material risk taker (since 1 Jan 2024)
- [FCA CF] Manager of certification employee (since 14 Nov 2022)
- [FCA CF] Client dealing (since 7 Sep 2022)
- [FCA CF] Algorithmic trading (since 7 Sep 2022)
-
- [FCA CF] Algorithmic trading (22 Dec 2021 to 20 Aug 2022)
- [FCA CF] Client dealing (22 Dec 2021 to 20 Aug 2022)
- [PRA CF] Significant risk taker or Material risk taker (1 Mar 2021 to 20 Aug 2022)
- [FCA CF] Material risk taker (1 Mar 2021 to 20 Aug 2022)
-
- [FCA CF] Algorithmic trading (22 Dec 2021 to 20 Aug 2022)
- [FCA CF] Client dealing (22 Dec 2021 to 20 Aug 2022)
- [PRA CF] Significant risk taker or Material risk taker (1 Mar 2021 to 20 Aug 2022)
- [FCA CF] Material risk taker (1 Mar 2021 to 20 Aug 2022)
-
- [FCA CF] Algorithmic trading (22 Dec 2021 to 20 Aug 2022)
- [FCA CF] Client dealing (22 Dec 2021 to 20 Aug 2022)
- [FCA CF] Material risk taker (1 Mar 2021 to 20 Aug 2022)
- [PRA CF] Significant risk taker or Material risk taker (1 Mar 2021 to 20 Aug 2022)
-
- [FCA CF] Material risk taker (17 Jul 2020 to 27 Feb 2021)
- [FCA CF] Algorithmic trading (23 Oct 2017 to 27 Feb 2021)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 27 Feb 2021)
- CF30 Customer (9 Jan 2009 to 6 Mar 2016)
-
- [FCA CF] Material risk taker (17 Jul 2020 to 27 Feb 2021)
- [FCA CF] Algorithmic trading (23 Oct 2017 to 27 Feb 2021)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 27 Feb 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.