Alexander Mills

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Arini Capital Management Limited
FRN 1004205
- [FCA CF] Material risk taker (since 23 Jan 2026)
- [FCA CF] Client dealing (since 13 Jan 2025)
GLG Partners LP (no longer approved here)
FRN 186093
- [FCA CF] Manager of certification employee (20 Sep 2021 to 30 Mar 2022)
- [FCA CF] Client dealing (1 Jul 2021 to 23 Dec 2024)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- [FCA CF] Client dealing (10 Oct 2017 to 2 Jun 2019)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- [FCA CF] Client dealing (10 Oct 2017 to 2 Jun 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.