Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WINTERFLOOD SECURITIES LIMITED (no longer approved here)

    FRN 141455

    • SMF3 Executive Director (9 Dec 2019 to 2 Oct 2023)
    • [FCA CF] Algorithmic trading (9 Dec 2019 to 2 Oct 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 2 Oct 2023)
    • CF1 Director (1 Aug 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.