Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Wells Fargo Securities International Limited
FRN 186745
- [FCA CF] Client dealing (since 9 Dec 2025)
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Wells Fargo Bank, National Association
FRN 456183
- [FCA CF] Client dealing (since 9 Dec 2025)
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- [FCA CF] Client dealing (21 Sep 2022 to 31 Oct 2025)
- [FCA CF] Material risk taker (21 Sep 2022 to 31 Oct 2025)
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- [FCA CF] Client dealing (21 Sep 2022 to 31 Oct 2025)
- [FCA CF] Material risk taker (21 Sep 2022 to 31 Oct 2025)
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- [FCA CF] Client dealing (1 Nov 2019 to 8 Apr 2021)
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- [FCA CF] Material risk taker (17 May 2017 to 21 Sep 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 21 Sep 2019)
- CF30 Customer (8 Feb 2008 to 6 Mar 2016)
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- [FCA CF] Material risk taker (7 Mar 2016 to 21 Sep 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 21 Sep 2019)
- CF30 Customer (8 Feb 2008 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.