Alexander Maddox

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Barclays Capital Securities Limited
FRN 124431
- [FCA CF] Manager of certification employee (since 2 Dec 2024)
Kensington Mortgage Company Limited (no longer approved here)
FRN 310336
- SMF18 Other Overall Responsibility (4 Feb 2020 to 2 Jan 2024)
- CF1 Director (21 Sep 2016 to 8 Dec 2019)
DB UK Bank Limited (no longer approved here)
FRN 140848
- CF1 Director (21 Feb 2011 to 8 May 2012)
- Responsible for Insurance Mediation (8 Feb 2011 to 22 Nov 2011)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF30 Customer (1 Sep 2010 to 8 May 2012)
Citadel Securities (Europe) Limited (no longer approved here)
FRN 447450
- CF30 Customer (30 Mar 2010 to 21 May 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.