Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Material risk taker (18 Dec 2020 to 18 Nov 2021)
- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 18 Nov 2021)
- [FCA CF] Client dealing (7 Mar 2016 to 18 Nov 2021)
- CF30 Customer (20 Sep 2013 to 6 Mar 2016)
-
- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 18 Nov 2021)
- [FCA CF] Material risk taker (18 Dec 2020 to 18 Nov 2021)
-
- [FCA CF] Material risk taker (13 Aug 2018 to 18 Nov 2021)
- [PRA CF] Significant risk taker or Material risk taker (13 Aug 2018 to 18 Nov 2021)
- [FCA CF] Client dealing (7 Mar 2016 to 18 Nov 2021)
- CF30 Customer (24 Jun 2013 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.