Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CFS Management Ltd (no longer approved here)

    FRN 171480

    • [FCA CF] Significant management (1 Sep 2022 to 7 Apr 2026)
    • [FCA CF] Manager of certification employee (1 Sep 2022 to 7 Apr 2026)
    • [FCA CF] Material risk taker (1 Sep 2022 to 7 Apr 2026)
    • [FCA CF] Proprietary trader (1 Sep 2022 to 7 Apr 2026)
    • [FCA CF] Client dealing (1 Sep 2022 to 7 Apr 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (10 May 2020 to 7 Apr 2026)
    • SMF1 Chief Executive (9 Dec 2019 to 7 Apr 2026)
    • CF3 Chief Executive (19 Sep 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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