Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (1 Sep 2022 to 7 Apr 2026)
- [FCA CF] Manager of certification employee (1 Sep 2022 to 7 Apr 2026)
- [FCA CF] Material risk taker (1 Sep 2022 to 7 Apr 2026)
- [FCA CF] Proprietary trader (1 Sep 2022 to 7 Apr 2026)
- [FCA CF] Client dealing (1 Sep 2022 to 7 Apr 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (10 May 2020 to 7 Apr 2026)
- SMF1 Chief Executive (9 Dec 2019 to 7 Apr 2026)
- CF3 Chief Executive (19 Sep 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.