Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Sep 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Sep 2021)
    • CF30 Customer (23 Jan 2019 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (20 Jun 2018 to 1 Sep 2021)
    • [FCA CF] Material risk taker (9 May 2017 to 1 Sep 2021)
    • [FCA CF] Client dealing (16 Dec 2016 to 1 Sep 2021)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (20 Jun 2018 to 1 Sep 2021)
    • [FCA CF] Material risk taker (9 May 2017 to 1 Sep 2021)
    • [FCA CF] Client dealing (16 Dec 2016 to 1 Sep 2021)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (11 Apr 2013 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.