Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Client dealing (since 24 Sep 2020)
- [FCA CF] Manager of certification employee (since 24 Sep 2020)
- CF30 Customer (1 Nov 2007 to 30 Jul 2009)
- CF21 Investment Adviser (29 Apr 2003 to 31 Oct 2007)
- CF26 Customer Trading (22 Oct 2002 to 3 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.