Alexander Kirby Wood

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shard Capital Partners LLP

    FRN 538762

    • [FCA CF] Significant management (since 8 Mar 2021)
    • [FCA CF] Client dealing (since 8 Mar 2021)
    • [FCA CF] Manager of certification employee (since 8 Mar 2021)
    • [FCA CF] Material risk taker (since 8 Mar 2021)
    • CF30 Customer (15 Feb 2018 to 8 Dec 2019)
  • Zeus Capital Limited (no longer approved here)

    FRN 224621

    • CF30 Customer (1 Aug 2016 to 26 Feb 2018)
  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • CF30 Customer (20 Apr 2015 to 27 Apr 2016)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.