Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Manager of certification employee (26 Jul 2024 to 1 Sep 2025)
    • [FCA CF] Client dealing (24 Nov 2016 to 1 Sep 2025)
    • CF30 Customer (17 Sep 2015 to 6 Mar 2016)
    • CF21 Investment Adviser (11 Sep 2006 to 24 Nov 2006)
    • CF22 Investment Adviser (Trainee) (21 Mar 2005 to 11 Sep 2006)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Manager of certification employee (26 Jul 2024 to 1 Sep 2025)
    • [FCA CF] Client dealing (24 Nov 2016 to 1 Sep 2025)
    • CF30 Customer (17 Sep 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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