Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
HSBC Bank Plc
FRN 114216
- [PRA CF] Significant risk taker or Material risk taker (since 21 Nov 2016)
- [FCA CF] Client dealing (22 Oct 2024 to 26 Aug 2025)
- [PRA CF] Managing a material risk taker (14 Apr 2020 to 15 Aug 2023)
- [FCA CF] Manager of certification employee (21 Nov 2016 to 15 Aug 2018)
- CF30 Customer (8 Nov 2007 to 6 Mar 2016)
-
HSBC UK Bank Plc
FRN 765112
- [PRA CF] Significant risk taker or Material risk taker (since 13 Jul 2018)
- [PRA CF] Managing a material risk taker (14 Apr 2020 to 15 Aug 2023)
- [FCA CF] Manager of certification employee (18 Dec 2018 to 6 Jun 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.