Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (13 Dec 2021 to 10 Aug 2022)
- [FCA CF] Functions requiring qualifications (13 Dec 2021 to 10 Aug 2022)
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- CF30 Customer (7 Mar 2014 to 5 Dec 2014)
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- (4)Employed By (7 Mar 2014 to 5 Dec 2014)
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- CF30 Customer (1 Nov 2007 to 24 Jul 2013)
- CF21 Investment Adviser (25 Sep 2002 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.