Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fisher Investments Europe Limited (no longer approved here)

    FRN 191609

    • [FCA CF] Client dealing (13 Dec 2021 to 10 Aug 2022)
    • [FCA CF] Functions requiring qualifications (13 Dec 2021 to 10 Aug 2022)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (7 Mar 2014 to 5 Dec 2014)
  • One Financial Solutions Ltd (no longer approved here)

    FRN 607130

    • (4)Employed By (7 Mar 2014 to 5 Dec 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 24 Jul 2013)
    • CF21 Investment Adviser (25 Sep 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

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