Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (8)Employed By (since 9 Feb 2026)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 4 Apr 2016)
  • Jones Regan Wealth Management Ltd (no longer approved here)

    FRN 484393

    • (24)Employed By (4 Apr 2016 to 20 Mar 2026)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (28 Aug 2012 to 29 Feb 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (30 Dec 2010 to 31 Jul 2012)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (5 Aug 2009 to 15 Oct 2010)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 27 Mar 2009)
    • CF22 Investment Adviser (Trainee) (1 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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