Alexander John Howard Collins

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Panmure Liberum Limited
FRN 403721
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (1 Jul 2024 to 3 Feb 2025)
Cavendish Securities PLC (no longer approved here)
FRN 416932
- CF30 Customer (13 Feb 2017 to 4 Oct 2019)
JEFFERIES INTERNATIONAL LIMITED (no longer approved here)
FRN 139253
- CF30 Customer (28 Feb 2012 to 27 Jan 2017)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (26 Sep 2011 to 1 Mar 2012)
ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)
FRN 143336
- CF23 Corporate Finance Adviser (16 May 2003 to 7 Jul 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.