Alexander Joe Saffy

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Manager of certification employee (since 4 Jan 2024)
    • [FCA CF] Client dealing (since 24 May 2022)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (17 Jul 2019 to 16 May 2022)
    • [FCA CF] Manager of certification employee (13 Mar 2019 to 16 Feb 2021)
    • [FCA CF] Client dealing (22 Dec 2017 to 16 Feb 2021)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (17 Jul 2019 to 16 May 2022)
    • [FCA CF] Manager of certification employee (13 Mar 2019 to 16 Feb 2021)
    • [FCA CF] Client dealing (22 Dec 2017 to 16 Feb 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.