Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Europe Limited
FRN 124543
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- [FCA CF] Client dealing (since 4 Nov 2024)
- [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
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- CF27 Investment Management (15 Nov 2006 to 4 Sep 2007)
- CF21 Investment Adviser (2 Oct 2006 to 4 Sep 2007)
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- CF21 Investment Adviser (16 Mar 2004 to 22 Sep 2006)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 16 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.