Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 21 Jan 2021)
    • CF30 Customer (since 20 Jan 2021)
    • (1)Employed By (since 20 Jan 2021)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (25 Jan 2017 to 31 Mar 2018)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Keyplan Wealth Limited

  2. controlled function added: (1)Employed By at Keyplan Wealth Limited