Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • [FCA CF] Client dealing (4 Sep 2024 to 30 Sep 2025)
    • [FCA CF] Functions requiring qualifications (4 Sep 2024 to 30 Sep 2025)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (1 Nov 2019 to 10 May 2022)
    • [FCA CF] Functions requiring qualifications (1 Nov 2019 to 10 May 2022)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (18 Aug 2011 to 28 Feb 2014)

Recent activity

Updates to this individual's record on the FCA register.

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