Alexander James South

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AMT Futures Limited
FRN 146311
- [FCA CF] Client dealing (since 5 Sep 2025)
Saxo Capital Markets UK Ltd (no longer approved here)
FRN 551422
- CF30 Customer (26 Apr 2016 to 8 Dec 2019)
JEFFERIES INTERNATIONAL LIMITED (no longer approved here)
FRN 139253
- CF30 Customer (22 May 2014 to 31 Jul 2015)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (1 Nov 2007 to 17 Apr 2014)
- CF21 Investment Adviser (29 Mar 2006 to 31 Oct 2007)
Marex Financial (no longer approved here)
FRN 442767
- CF21 Investment Adviser (13 Jan 2006 to 22 Mar 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.