Alexander James Semple

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF30 Customer (6 Apr 2010 to 31 Dec 2012)
Lighthouse Financial Advice Limited (no longer approved here)
FRN 225502
- (13)Employed By (6 Apr 2010 to 31 Dec 2012)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (1 Nov 2007 to 14 Apr 2009)
- CF22 Investment Adviser (Trainee) (28 Aug 2007 to 31 Oct 2007)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF21 Investment Adviser (1 Mar 2007 to 13 Jul 2007)
- CF22 Investment Adviser (Trainee) (5 Apr 2006 to 1 Mar 2007)
Richard Stainthorp Associates (0265) (no longer approved here)
FRN 152721
- (1)Employed By (1 Oct 1998 to 30 Mar 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.