Alexander James Pugh

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rosemount Financial Solutions (IFA) Limited

    FRN 535515

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 3 Jan 2025)
    • CF30 Customer (since 3 Jan 2025)
    • [FCA CF] Client dealing (since 20 Nov 2024)
    • [FCA CF] Functions requiring qualifications (20 Nov 2024 to 2 Jan 2025)
  • Castle Stonebridge Limited

    FRN 1019120

    • Employed By (since 3 Jan 2025)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • [FCA CF] Client dealing (5 Sep 2023 to 15 Nov 2024)
    • Appointed representative dealing with clients for which they require qualification (5 Sep 2023 to 15 Nov 2024)
    • CF30 Customer (4 Sep 2023 to 15 Nov 2024)
  • Inco Financial Limited (no longer approved here)

    FRN 991017

    • (1)Employed By (4 Sep 2023 to 15 Nov 2024)
  • Westcourt Financial Services Limited (no longer approved here)

    FRN 458200

    • [FCA CF] Client dealing (8 Jun 2022 to 28 Jul 2023)
    • [FCA CF] Functions requiring qualifications (8 Jun 2022 to 28 Jul 2023)

Recent activity

Updates to this individual's record on the FCA register.

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