Alexander James Ogden

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EXECUTIVE LIFE LIMITED

    FRN 985058

    • SMF3 Executive Director (since 22 Sep 2023)
    • Responsible for Insurance Distribution (since 22 Sep 2023)
    • SMF16 Compliance Oversight (since 22 Sep 2023)
  • Capital Wealth Partners Limited

    FRN 647191

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 22 Mar 2021)
    • [FCA CF] Client dealing (since 22 Mar 2021)
    • SMF3 Executive Director (since 27 Nov 2020)
    • CF30 Customer (17 Jun 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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