Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF4 Chief Risk (since 9 Dec 2019)
    • CF28 Systems and controls (3 May 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (17 Dec 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (13 Dec 2006 to 1 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

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