Alexander James Henderson Williams

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rothschild & Co Wealth Management UK Limited

    FRN 218613

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 22 Jun 2023)
    • [FCA CF] Functions requiring qualifications (since 22 Jun 2023)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Manager of certification employee (3 Nov 2021 to 11 Jan 2022)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 20 Jun 2022)
    • CF30 Customer (6 Jan 2016 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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