Alexander James Hawke

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc

    FRN 165935

    • [FCA CF] Client dealing (since 13 Jul 2020)
    • [FCA CF] Manager of certification employee (since 13 Jul 2020)
    • [FCA CF] Client dealing (7 Sep 2016 to 14 Nov 2019)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 14 Nov 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (28 Sep 2007 to 31 Oct 2007)
  • Morgan Stanley Bank International Limited

    FRN 195430

    • [FCA CF] Manager of certification employee (since 13 Jul 2020)
    • [FCA CF] Client dealing (since 13 Jul 2020)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 14 Nov 2019)
    • [FCA CF] Client dealing (7 Sep 2016 to 14 Nov 2019)
  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • CF26 Customer Trading (12 Mar 2007 to 14 Aug 2007)
  • The Bank of New York Mellon (International) Limited (no longer approved here)

    FRN 183100

    • CF26 Customer Trading (12 Mar 2007 to 14 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.