Alexander James Cross

Last updated
5 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Direct Financial Planning (UK) Limited

    FRN 971191

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 4 Oct 2022)
    • [FCA CF] Client dealing (since 4 Oct 2022)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Sep 2022)
    • CF30 Customer (27 Feb 2015 to 30 Sep 2022)
  • Direct Financial Planning (UK) Ltd (no longer approved here)

    FRN 155402

    • (3)Employed By (20 Feb 2015 to 30 Sep 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.