Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (since 1 Jan 2026)
- [FCA CF] Material risk taker (since 8 Nov 2024)
- [FCA CF] Manager of certification employee (since 23 Jul 2020)
- [FCA CF] Client dealing (since 1 Jan 2019)
- [FCA CF] Material risk taker (1 Jan 2019 to 16 Dec 2022)
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- CF30 Customer (20 Oct 2014 to 24 Feb 2015)
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- CF30 Customer (1 Nov 2007 to 24 Feb 2015)
- CF21 Investment Adviser (22 Mar 2002 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.