Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 1 Jan 2026)
    • [FCA CF] Material risk taker (since 8 Nov 2024)
    • [FCA CF] Manager of certification employee (since 23 Jul 2020)
    • [FCA CF] Client dealing (since 1 Jan 2019)
    • [FCA CF] Material risk taker (1 Jan 2019 to 16 Dec 2022)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (20 Oct 2014 to 24 Feb 2015)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 24 Feb 2015)
    • CF21 Investment Adviser (22 Mar 2002 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.