Alexander Ian Couling

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sophex Limited

    FRN 457902

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • [FCA CF] Client dealing (since 8 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 8 Dec 2020)
    • SMF3 Executive Director (9 Dec 2019 to 9 Sep 2024)
    • CF1 Director (3 Dec 2018 to 8 Dec 2019)
    • CF30 Customer (3 Dec 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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