Alexander Henry Rufus Scott Coles

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Peregrine & Black Investment Management Limited

    FRN 757727

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Functions requiring qualifications (since 20 Dec 2024)
    • [FCA CF] Client dealing (since 13 Aug 2024)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • [FCA CF] Client dealing (1 Mar 2023 to 6 Feb 2024)
    • [FCA CF] Functions requiring qualifications (25 Jul 2017 to 6 Feb 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.