Alexander Ham

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (28 Aug 2024 to 8 Aug 2025)
    • [FCA CF] Manager of certification employee (28 Aug 2024 to 8 Aug 2025)
    • [FCA CF] Material risk taker (1 Jan 2024 to 8 Aug 2025)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • SMF1 Chief Executive (9 Dec 2019 to 23 Jul 2025)
    • SMF3 Executive Director (9 Dec 2019 to 23 Jul 2025)
    • CF3 Chief Executive (1 Sep 2016 to 8 Dec 2019)
    • CF1 Director (9 May 2012 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (14 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.