Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 20 Aug 2025)
    • [FCA CF] Material risk taker (since 22 Sep 2023)
    • [FCA CF] Significant management (since 6 Dec 2022)
    • [FCA CF] Client dealing (since 6 Dec 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 28 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Mar 2022)
    • CF10 Compliance Oversight (13 Sep 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (13 Sep 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.