Alexander Gerrard

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Toronto-Dominion Bank

    FRN 124859

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2025)
    • [FCA CF] Material risk taker (since 1 Aug 2018)
    • [FCA CF] Client dealing (since 9 Apr 2018)
  • BERNSTEIN AUTONOMOUS LLP (no longer approved here)

    FRN 500498

    • CF4 Partner (22 Nov 2012 to 6 Apr 2018)
    • CF30 Customer (3 Sep 2012 to 23 Jan 2018)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (7 Jun 2010 to 28 Oct 2010)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 2 Feb 2010)
    • CF21 Investment Adviser (23 May 2006 to 31 Oct 2007)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF21 Investment Adviser (1 Dec 2001 to 14 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

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