Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 6 Oct 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Oct 2021)
- CF30 Customer (21 Jun 2017 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Apr 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 28 Apr 2020)
- CF30 Customer (21 Jun 2017 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (7 Mar 2016 to 23 Oct 2017)
- [FCA CF] Client dealing (7 Mar 2016 to 23 Oct 2017)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (24 Jan 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (30 Jun 2006 to 23 Jan 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.