Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • [FCA CF] Client dealing (9 Dec 2019 to 6 Oct 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Oct 2021)
    • CF30 Customer (21 Jun 2017 to 8 Dec 2019)
  • DWS Alternatives Global Limited (no longer approved here)

    FRN 458997

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Apr 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Apr 2020)
    • CF30 Customer (21 Jun 2017 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 23 Oct 2017)
    • [FCA CF] Client dealing (7 Mar 2016 to 23 Oct 2017)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (24 Jan 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Jun 2006 to 23 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.