Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Cantor Fitzgerald Europe
FRN 149380
- [FCA CF] Client dealing (since 10 Jan 2023)
- [FCA CF] Proprietary trader (since 10 Jan 2023)
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- [FCA CF] Proprietary trader (28 Oct 2021 to 31 Aug 2022)
- [FCA CF] Material risk taker (28 Feb 2021 to 31 Aug 2022)
- [FCA CF] Client dealing (28 Feb 2021 to 31 Aug 2022)
- [FCA CF] Manager of certification employee (28 Feb 2021 to 31 Aug 2022)
- CF30 Customer (20 Sep 2017 to 8 Dec 2019)
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- CF30 Customer (27 Mar 2013 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 14 Jan 2011)
- CF27 Investment Management (1 Aug 2007 to 31 Oct 2007)
- CF4 Partner (1 Aug 2007 to 14 Jan 2011)
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- CF21 Investment Adviser (8 Aug 2005 to 23 Jun 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 23 Jun 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.