Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 10 Jan 2023)
    • [FCA CF] Proprietary trader (since 10 Jan 2023)
  • Renaissance Capital Limited (no longer approved here)

    FRN 186891

    • [FCA CF] Proprietary trader (28 Oct 2021 to 31 Aug 2022)
    • [FCA CF] Material risk taker (28 Feb 2021 to 31 Aug 2022)
    • [FCA CF] Client dealing (28 Feb 2021 to 31 Aug 2022)
    • [FCA CF] Manager of certification employee (28 Feb 2021 to 31 Aug 2022)
    • CF30 Customer (20 Sep 2017 to 8 Dec 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (27 Mar 2013 to 6 Mar 2016)
  • Fusion Asset Management LLP (no longer approved here)

    FRN 401334

    • CF30 Customer (1 Nov 2007 to 14 Jan 2011)
    • CF27 Investment Management (1 Aug 2007 to 31 Oct 2007)
    • CF4 Partner (1 Aug 2007 to 14 Jan 2011)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (8 Aug 2005 to 23 Jun 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 23 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.