Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Caxton Associates LLP
FRN 504390
- [FCA CF] Client dealing (since 6 Jan 2026)
- [FCA CF] Material risk taker (since 6 Jan 2026)
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- [FCA CF] Client dealing (7 Mar 2016 to 20 Apr 2018)
- [FCA CF] Material risk taker (7 Mar 2016 to 12 Feb 2018)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 25 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.