Alexander Eric William Stokes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 30 Sep 2012)
    • CF21 Investment Adviser (6 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Apr 2006 to 10 Apr 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (7 Jan 2004 to 31 Jan 2006)
    • CF22 Investment Adviser (Trainee) (24 Apr 2003 to 7 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

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