Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 3 Feb 2026)
    • CF1 Director (AR) (1 Jul 2016 to 12 Dec 2017)
    • CF30 Customer (25 Jun 2015 to 8 Dec 2019)
    • CF1 Director (25 Jun 2015 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (13 Jul 2011 to 16 Nov 2012)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (6 Aug 2010 to 25 Feb 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.