Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JEFFERIES INTERNATIONAL LIMITED
FRN 139253
- [FCA CF] Client dealing (since 11 Sep 2024)
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- [FCA CF] Material risk taker (18 Dec 2020 to 11 Jul 2024)
- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 11 Jul 2024)
- [FCA CF] Client dealing (7 Nov 2016 to 11 Jul 2024)
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- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 11 Jul 2024)
- [FCA CF] Material risk taker (18 Dec 2020 to 11 Jul 2024)
- [FCA CF] Client dealing (7 Nov 2016 to 11 Jul 2024)
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- [PRA CF] Significant risk taker or Material risk taker (24 Jan 2017 to 11 Jul 2024)
- [FCA CF] Material risk taker (24 Jan 2017 to 11 Jul 2024)
- [FCA CF] Client dealing (7 Nov 2016 to 11 Jul 2024)
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- CF30 Customer (23 Jul 2013 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 23 Apr 2013)
- CF21 Investment Adviser (3 Mar 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (5 Dec 2005 to 24 Jan 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.