Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 11 Sep 2024)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (18 Dec 2020 to 11 Jul 2024)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 11 Jul 2024)
    • [FCA CF] Client dealing (7 Nov 2016 to 11 Jul 2024)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 11 Jul 2024)
    • [FCA CF] Material risk taker (18 Dec 2020 to 11 Jul 2024)
    • [FCA CF] Client dealing (7 Nov 2016 to 11 Jul 2024)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [PRA CF] Significant risk taker or Material risk taker (24 Jan 2017 to 11 Jul 2024)
    • [FCA CF] Material risk taker (24 Jan 2017 to 11 Jul 2024)
    • [FCA CF] Client dealing (7 Nov 2016 to 11 Jul 2024)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (23 Jul 2013 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 23 Apr 2013)
    • CF21 Investment Adviser (3 Mar 2006 to 31 Oct 2007)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (5 Dec 2005 to 24 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.