Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SCHRODER & CO. LIMITED
FRN 144206
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF18 Other Overall Responsibility (since 15 Feb 2022)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
- SMF3 Executive Director (7 Mar 2016 to 15 Feb 2022)
- CF1 Director (7 May 2008 to 6 Mar 2016)
- CF29 Significant management (1 Nov 2007 to 7 May 2008)
- CF17 Significant Mgt (Other Business Operations) (14 Apr 2004 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (14 Apr 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.