Alexander Dominic Spain

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Caphaven LLP (no longer approved here)
FRN 669655
- CF10 Compliance Oversight (27 May 2015 to 8 Aug 2016)
- CF11 Money Laundering Reporting (27 May 2015 to 8 Aug 2016)
- CF30 Customer (27 May 2015 to 8 Dec 2019)
- CF4 Partner (27 May 2015 to 17 Mar 2017)
Kinetix Corporate Finance LLP (no longer approved here)
FRN 552265
- CF30 Customer (18 Aug 2014 to 22 Apr 2016)
CAPHAVEN PARTNERS (no longer approved here)
FRN 629602
- Employed By (18 Aug 2014 to 22 Apr 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.