Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Manager of certification employee (4 Oct 2021 to 27 Jul 2023)
    • [FCA CF] Client dealing (7 Sep 2016 to 27 Jul 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 27 Jul 2023)
    • CF30 Customer (5 Mar 2013 to 6 Mar 2016)
  • Renaissance Capital Limited (no longer approved here)

    FRN 186891

    • CF30 Customer (30 Jul 2012 to 18 Oct 2012)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (18 Mar 2009 to 20 Apr 2012)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (18 Mar 2009 to 20 Apr 2012)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 11 Dec 2008)
    • CF21 Investment Adviser (23 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.