Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (4 Oct 2021 to 27 Jul 2023)
- [FCA CF] Client dealing (7 Sep 2016 to 27 Jul 2023)
- [FCA CF] Material risk taker (7 Mar 2016 to 27 Jul 2023)
- CF30 Customer (5 Mar 2013 to 6 Mar 2016)
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- CF30 Customer (30 Jul 2012 to 18 Oct 2012)
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- CF30 Customer (18 Mar 2009 to 20 Apr 2012)
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- CF30 Customer (18 Mar 2009 to 20 Apr 2012)
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- CF30 Customer (1 Nov 2007 to 11 Dec 2008)
- CF21 Investment Adviser (23 Oct 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.