Alexander David Shaer

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

JEFFERIES INTERNATIONAL LIMITED (no longer approved here)
FRN 139253
- [FCA CF] Client dealing (22 Apr 2021 to 12 May 2023)
Societe Generale (no longer approved here)
FRN 124866
- [FCA CF] Client dealing (14 Jan 2020 to 11 Jan 2021)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- [FCA CF] Manager of certification employee (7 Sep 2016 to 7 Feb 2019)
- [FCA CF] Client dealing (7 Sep 2016 to 7 Feb 2019)
- CF30 Customer (10 Mar 2014 to 6 Mar 2016)
Morgan Stanley Bank International Limited (no longer approved here)
FRN 195430
- [FCA CF] Manager of certification employee (7 Sep 2016 to 7 Feb 2019)
- [FCA CF] Client dealing (7 Sep 2016 to 7 Feb 2019)
Cantor Fitzgerald Europe (no longer approved here)
FRN 149380
- CF30 Customer (12 Apr 2012 to 11 Dec 2013)
Columbia Threadneedle Fund Management Limited (no longer approved here)
FRN 121940
- CF27 Investment Management (7 Aug 2002 to 30 Nov 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.