Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 Feb 2007 to 16 Mar 2007)
    • CF13 Finance (8 Feb 2007 to 16 Mar 2007)
    • CF10 Compliance Oversight (9 Nov 2006 to 16 Mar 2007)
    • CF27 Investment Management (14 May 2002 to 31 Oct 2007)
    • CF1 Director (14 May 2002 to 8 Dec 2019)
    • CF3 Chief Executive (14 May 2002 to 1 Jan 2008)
    • CF8 Apportionment and Oversight (14 May 2002 to 1 Jan 2008)
  • Royal London Asset Management Limited (no longer approved here)

    FRN 141665

    • CF27 Investment Management (1 Dec 2001 to 6 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

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