Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RJD Partners Limited
FRN 208588
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF11 Money Laundering Reporting (8 Feb 2007 to 16 Mar 2007)
- CF13 Finance (8 Feb 2007 to 16 Mar 2007)
- CF10 Compliance Oversight (9 Nov 2006 to 16 Mar 2007)
- CF27 Investment Management (14 May 2002 to 31 Oct 2007)
- CF1 Director (14 May 2002 to 8 Dec 2019)
- CF3 Chief Executive (14 May 2002 to 1 Jan 2008)
- CF8 Apportionment and Oversight (14 May 2002 to 1 Jan 2008)
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- CF27 Investment Management (1 Dec 2001 to 6 Mar 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.