Alexander David Etienne Robarts

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

North Rock Capital Management (UK) LLP
FRN 937100
- [FCA CF] Client dealing (since 18 Jun 2025)
GLG Partners LP (no longer approved here)
FRN 186093
- [FCA CF] Client dealing (9 Dec 2019 to 6 May 2025)
- CF30 Customer (4 Nov 2019 to 8 Dec 2019)
RWC Asset Management LLP (no longer approved here)
FRN 474286
- CF30 Customer (12 Oct 2009 to 31 Oct 2019)
Threadneedle Asset Management Limited (no longer approved here)
FRN 122194
- CF30 Customer (1 Nov 2007 to 3 Jul 2009)
- CF27 Investment Management (29 Dec 2005 to 31 Oct 2007)
Threadneedle International Limited (no longer approved here)
FRN 143014
- CF30 Customer (1 Nov 2007 to 3 Jul 2009)
- CF27 Investment Management (10 Jan 2006 to 31 Oct 2007)
Insight Investment Management (Global) Limited (no longer approved here)
FRN 119308
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.