Alexander Davey

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HSBC Global Asset Management (UK) Limited (no longer approved here)
FRN 122335
- [FCA CF] Manager of certification employee (19 Aug 2020 to 4 Feb 2021)
- [FCA CF] Client dealing (27 Mar 2020 to 21 Jun 2021)
- CF30 Customer (24 Oct 2014 to 8 Dec 2019)
BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)
FRN 155595
- CF30 Customer (11 Feb 2014 to 16 Jul 2014)
Morgan Stanley Investment Management Limited (no longer approved here)
FRN 121920
- CF30 Customer (26 Feb 2008 to 8 Apr 2010)
BlackRock Advisors (UK) Limited (no longer approved here)
FRN 119186
- CF21 Investment Adviser (1 Dec 2001 to 29 Apr 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.