Alexander Clive Gwinnell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 22 Jan 2013)
    • CF30 Customer (2 Mar 2011 to 1 Apr 2012)
  • PRG Financial Planners Limited

    FRN 592781

    • (2)Employed By (since 22 Jan 2013)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (2 Apr 2012 to 23 Apr 2013)
  • Park Row Associates (k508) (no longer approved here)

    FRN 190108

    • (232)Employed By (12 Nov 1999 to 14 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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