Alexander Chase Emson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Magenta Partners LLP

    FRN 489614

    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF10 Compliance Oversight (18 Nov 2008 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 Nov 2008 to 8 Dec 2019)
    • CF30 Customer (18 Nov 2008 to 8 Dec 2019)
    • CF4 Partner (18 Nov 2008 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 12 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

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