Alexander Charles Caulder

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Adele Cable (no longer approved here)

    FRN 988077

    • (2)Employed By (1 Oct 2024 to 14 Apr 2026)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Apr 2026)
    • CF1 Director (AR) (26 Feb 2015 to 2 Oct 2024)
    • CF30 Customer (1 Nov 2007 to 14 Apr 2026)
    • CF21 Investment Adviser (18 Nov 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Jul 2003 to 18 Nov 2003)
  • Caulder Financial Services Limited (no longer approved here)

    FRN 416192

    • Employed By (17 Dec 2014 to 14 Apr 2026)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF22 Investment Adviser (Trainee) (3 Jul 2003 to 3 Jul 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF22 Investment Adviser (Trainee) (3 Jul 2003 to 3 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Adele Cable

  2. controlled function added: (2)Employed By at Adele Cable